Senior Managers & Certification Regime

21/03/2019 | ACORD Auditorium

The session focussed on the FCA’s final rules for the application of the Senior Managers and Certification Regime to MGAs and other insurance intermediaries including:
• preparations firms need to be making ahead of the 9 December 2019 implementation date
• guidance on preparing Senior Manager Statements of Responsibilities
• additional actions firms will need to take between December 2019 and December 2020
There is no recording of this event.


http://www.compliancemanagement.co.uk/smcr-seminar-21-march-2019-presentation-slides-2/