Solving Conduct Risk Management – Appeasing the Regulator

06/03/2017 | Webinar

EC3 Consultants together with Markit Systems presented a session on Conduct Risk Management.

The FCA expects Conduct Risk Management to be fully embedded in the day-to-day business and culture of all financial services firms. EC3 Consultants have come together with their technology partner, Markit Systems, and developed a Conduct Risk Management solution that is tailored to the individual needs of the intermediary business. This solution ensures practical adherence with FCA guidance and complies with the Senior Insurance Managers Regime.