Making Authorisation Applications to the PRA & FCA

7th May 2021

Join ICSR for a webinar on 11th May at 11am – Register Here.

After our successful market briefing on the rules applicable under the Temporary Permissions Regime this week, we will be hosting a market briefing on Tuesday 11th May to look at what is required to obtain direct authorisation in the UK for dual and solo-regulated firms.  

Kenneth Underhill will look at what is required to obtain direct authorisation in the UK for dual and solo regulated firms with a view to ensuring all delegates have a clear understanding of:

  • The background and purpose of authorisation;
  • The application process;
  • The requirements for obtaining authorisation;
  • Some helpful hints.

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  • Author : MGAA
  • 7th May 2021