Senior Managers & Certification Regime Compliance Management Services

05/10/2017 | Webinar

The session focused on a summary of the FCA’s proposals to extend the senior managers and certification regime as detailed in its latest consultation paper (CP17/25) and how this is likely to impact MGA’s.  The session was aimed at members which will fall into the FCA’s ‘core’ regime.  
Susan Reeves ACII, is a Consultant at Compliance Management Services Ltd (CMS), a firm of City-based independent compliance consultants and advisers to the MGAA. CMS provides expert assistance to intermediaries in connection with general insurance regulation. Susan has over 20 years’ experience in compliance in the intermediary sector and has a particular interest in culture and governance.